Sustainable approaches to the design of building regulation

3 Jul 2024

Introduction

Building control systems have undergone significant transformations over the years. Kim Lovegrove’s article examines these changes, highlighting what has worked, what hasn’t, and the valuable lessons learned along the way.

1. Best Practice Jurisdictions

Lovegrove highlights that the best practice jurisdictions have certain characteristics that contribute to their success:

  1. Consolidated and Centralized Building Legislation: Successful jurisdictions have streamlined their building regulations into a single building act and building code. This consolidation ensures consistency, reduces confusion, and simplifies compliance for all stakeholders.
  2. One Building Control Central Agency: A central agency dedicated to building control ensures unified oversight and accountability. This agency typically reports to a single responsible minister, providing clear leadership and direction.
  3. Government-Controlled Registration and Licensing: Centralized systems for registering and licensing builders, building surveyors, engineers, designers, and building inspectors maintain high professional standards. These systems are crucial for ensuring that only qualified individuals participate in the construction industry.
  4. Effective Connectivity with Local Government: Best practice jurisdictions maintain strong links with local government. Effective communication and cooperation between central and local authorities are essential for the successful implementation and enforcement of building regulations.
  5. Clear Liability and Accountability Laws: These laws ensure that those responsible for building work are held accountable for their defaults. Clear accountability helps maintain high standards and prevents negligence.
  6. Mandatory Insurance Regimes: These regimes ensure that negligent building work and design can be indemnified by insurance.
  7. Accessible Dispute Resolution Mechanisms: Clear and accessible dispute resolution forums presided over by skilled decision-makers ensure that conflicts are resolved fairly and efficiently. These decision-makers should have specific expertise in building regulation and construction law.

2. Government-Controlled Registration and Licensing Systems

Lovegrove emphasizes the need for government-controlled registration and licensing systems. These systems should cover not only builders but also building surveyors, engineers, designers, and building inspectors. Such regulation ensures that all professionals involved in construction meet high standards of competence and integrity.

3. Qualified Builders: Essential for Quality

Lovegrove emphasizes the need for builders to be highly educated and trained. He argues that if builders are highly qualified in construction, technology, systems and methodology there would be fewer mistakes in construction. He is puzzled that engineers and architects are generally required to have degrees and yet builders in many countries are not. He adds that it is obvious that the better quality of the build the less of the need for constant checks by building surveyors. Builders must have formal qualifications in building to ensure they have the necessary skills and knowledge.

4. The Role of Building Surveyors

Building surveyors, also known as certifiers and building officials, play a crucial role in the construction process by ensuring that building work complies with regulations. Lovegrove notes that this role is fundamentally about insuring that there is compliance with building act and building codes. However, he argues that the best way to achieve high standards is to prevent mistakes from happening in the first place.

  • He suggests that a more stringent qualification process for builders could reduce the need for the intervention of building officials.
  • By ensuring that only highly qualified individuals receive building and practitioner licenses, the industry could move towards a system where quality is built-in from the start, rather than an over reliance upon checks and corrections.

5. The Risks of Deregulation

Lovegrove cautions against the dangers of deregulation in the building industry. While deregulation can make the market more flexible and competitive, it can also lead to inadequate oversight and increased risks for consumers. He highlights the example of New Zealand, which faced significant problems with leaky buildings due to deregulation.

  • He warns that while deregulation might reduce costs in the short term, it can result in higher costs and greater risks in the long run.
  • Poorly regulated markets can lead to substandard construction, increased repairs, and significant financial losses for homeowners and governments alike.

6. Reasons for Failure

Lovegrove identifies several reasons why building control systems can fail:

  1. Inadequate Training and Qualifications: When builders and other professionals are not adequately trained, it leads to poor-quality construction.
  2. Insufficient Regulatory Oversight: Lack of proper oversight can result in non-compliance with building standards and regulations.
  3. Deregulation: Removing too many regulatory requirements can lead to lower standards and increased risks.
  4. Lack of Accountability: Without clear accountability, mistakes and substandard work can go unchecked.
  5. Failure to Learn from Global Practices: Not incorporating lessons from international experiences can lead to repeated mistakes.
  6. Policymakers’ Lack of Experience and Qualifications: Often, policymakers lack experience in building regulatory law reform and do not have industry-specific qualifications. This gap can lead to ineffective or misguided policies that fail to address the real needs of the construction industry.

7. Striking the Right Balance in Regulation

Lovegrove argues that the key issue is not about deregulation or overregulation but about regulating correctly. The goal should be to find a balance that ensures consumer protection while allowing for market flexibility. Effective regulation should protect public safety without stifling innovation or efficiency.

8. Learning from Global Practices

Drawing from his international experience, Lovegrove underscores the importance of learning from other countries’ experiences. He notes that many countries have tried different approaches to building control, with varying degrees of success. By studying these examples, policymakers can avoid repeating mistakes and implement best practices.

  • He mentions that countries like New Zealand have experienced serious issues due to deregulation, while other countries like Singapore and Japan have successfully balanced regulation with market functionality.
  • Lovegrove stresses that any move towards privatizing building control must carefully consider these global lessons to avoid unintended consequences.

9. Engaging International Experts

Lovegrove also highlights the importance of involving international experts in building regulation reforms. Governments should be open to leveraging the expertise of professionals who have designed effective regulatory systems in other countries. This approach can help ensure that reforms are well-informed and based on global best practices.

10. Conclusion

Reflecting on his extensive career and contributions to building law, Lovegrove advocates for a balanced approach to regulation that integrates best practices from around the world. Effective regulation should protect public safety without stifling innovation or efficiency. By implementing clear, centralized building legislation and maintaining strong oversight, jurisdictions can ensure high standards in construction while protecting consumers from the risks of poor-quality work. Engaging international experts and learning from global experiences can further enhance the effectiveness of building control systems. Law reformers should also have regard to the guidelines of the International Building Quality Centre (IBQC), the international thought leader hub on best practice approaches to the design of building regulation.

By following these guidelines, jurisdictions can create robust building control systems that balance consumer protection with market flexibility, ensuring high standards and safety in the construction industry.

About Adjunct Professor Kim Lovegrove

Adjunct Professor Kim Lovegrove has a long history in building regulatory reform. He has served as a senior law reform consultant to the World Bank, and has contributed to international thought leadership in building regulation. He was the principal legal adviser of the development of the Australian National Model Building Act and has advised on law reform initiatives in Japan, India, and China. Lovegrove is also the inaugural Chair of the International Building Quality Centre and a past President of the Australian Institute of Building (Victoria) and NZIOB (Northern Chapter).

The information for this article was gathered from various writings and presentations by Kim Lovegrove, including his work with Lovegrove & Cotton Lawyers and his involvement with the International Building Quality Centre (IBQC). For more detailed insights, you can visit the LC Lawyers website and the IBQC website.

Disclaimer

This article is not legal advice rather a discussion of the topic in only general terms. The views expressed in this address are those of the writer and are not views of any origination he works for, chairs or represents.